Financial Services & Banking
Legal advisory for banks, NBFCs, fintech companies, and financial institutions.
Securing the Flow of Finance
The financial services sector is the lifeblood of the economy and operates under strict oversight from RBI, SEBI, and other regulators. We advise banks, NBFCs, fintech companies, and payment service providers on regulatory compliance, licensing, transactions, and disputes, ensuring their operations remain secure and compliant.
Key Focus Areas
- Banking & NBFCsCore banking compliance, capital adequacy norms, and lending regulations.
- Fintech & Digital LendingAdvisory on digital lending guidelines, FLDG arrangements, and data localization.
- Investment AdvisorySEBI registration for RIA/PMS and compliance with disclosure norms.
- InsuranceIRDAI compliance, policy drafting, and claims dispute resolution.
Navigating Complexity
Our financial services practice assists with NBFC registration, fintech licensing, and navigating the evolving regulatory landscape. We specialize in drafting robust loan documentation and enforcing security interests through SARFAESI and DRT proceedings. We help you balance innovation with compliance.
Challenge 1
RBI licensing and compliance for NBFCs and payment banks
Challenge 2
Fintech regulatory compliance and RBI approvals
Challenge 3
Loan documentation and security enforcement
Challenge 4
Debt recovery through SARFAESI and DRT proceedings
Challenge 5
SEBI compliance for investment advisors and portfolio managers
Challenge 6
Anti-money laundering and KYC compliance
Challenge 7
Insolvency and bankruptcy proceedings for financial creditors